Phase 18: Ethics, Safety & Alignment

AI Control — Safety Despite Subversion

Greenblatt, Shlegeris, Sachan, Roger (Redwood Research, arXiv:2312.06942, ICML 2024). Control reframes the safety question: given an untrusted strong model U that may be adversarially optimizing against you, what protocols let you extract useful work while bounding the probability of an unacceptable outcome? Resources are a trusted weaker model T, a budget of trusted human labor H, and the ability to edit U's outputs. Within this frame, Trusted Editing Pareto-dominates Untrusted Monitoring on code-backdoor tasks. The frame inherits worst-case assumptions from security engineering: safety is the probability that an adversarially chosen U cannot cause a concrete unacceptable outcome, measured under red-team pressure that stands in for U. Define the AI Control threat model: untrusted strong model U, trusted weaker model T, trusted human budget H. Describe the Trusted Editing protocol and why it Pareto-dominates Untrusted Monitoring on the ICML 2024 code-backdoor task. Explain the difference between alignment (U is trustworthy) and control (U is not trustworthy and we are safe anyway). State the three limits of control: humans do not scale, trusted weak models eventually lag, control does not produce trustworthy strong models. Lessons 7-9 establish that a frontier model may be deceptively aligned, scheming, or faking alignment. The safety question re-frames: can we extract useful work from a model we do not trust, without giving it the opportunity to cause…

AI Control — Safety Despite Subversion: Greenblatt, Shlegeris, Sachan, Roger (Redwood Research, arXiv:2312.06942, ICML 2024). Control reframes the safety…

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